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Haekel's
Law of Recapitulation - sometimes stated as ontogeny
repeats phylogeny - was an early attempt to relate
biological development to the then new theory of
Darwinian evolution.
It passed
into 19th century intellectual orthodoxy
through the door opened by
Herbert Spencer and other Social Darwinists and
became influential in education theory.
Haekel's
Law is reflected in the conventional approach to musical
education which is founded on immersion in the Old
Masters.
How does
an autodidact acquire musical knowledge? Afro-American
music offers an interesting insight into what happens
when the development of musical understanding (music
ontogenesis) occurs outside the formal structure set by
historical progression (music phylogenesis).
What's so
special about jazz and its offspring styles in this
respect?
One factor
is the short span of its own history as a discipline
separate from Western art music - about a century from
birth to its present condition.
Another is
the learning pathway which, despite the growth of jazz
studies as an academic discipline in recent decades,
remains largely a matter of self-education.
And an
important further issue is the aspirant musician's low
exposure rate to jazz through the mainstream media that,
while not reducing environmental influences to quite the
level of some of the historical experiments on language
deprivation, is in some cases close to a state of
nature.
A
case-study: here’s a characteristic harmonic motif that
represents one of the versatile tools in the jazz
musicians workbag (click on the notation to hear an
mp3).
Consider
the example of the first 8 bars of Duke Ellington's
In a sentimental mood (1935). The motif comprises
four instances of the same minor chord with a moving
added note, respectively the octave, major 7, minor 7
and sixth relative to the root.
Such
harmonic movement in the hands of a skilled practitioner
often comes across as quite sophisticated and "jazzy";
but looked at in another way, it has characteristics
that link it directly with an older, even ancient, era
of western harmony.
Upper
movement above repetition of root-and-fifth is strongly
reminiscent of the drone-based harmonic conventions of
early music.
Arguably,
a musician of the era of Bach would consider conveying
the sense of stepwise harmonic movement through the use
of chord inversions.
But
inversions are a relatively recent feature of
conventional jazz harmonic practice.
The term
"rootless voicing" is widely employed, particularly in
educational materials (for example in Mark Levine's jazz
musicians' bibles The Jazz Theory Book and The
Jazz Piano Book), indicating that inversions are not
usually thought of as agents of harmonic mobility but as
anchored to root notes either overtly stated by the
bassline or mentally filled in by the listener.
[Incidentally, the issue of rootless phylogenetic
trees is of contemporary concern to systematists
engaged in cladistic analyses of organism
interrelationships].

Another
example of inversion-denial in jazz harmony is the
(relatively recent arrival of the) slash chord.
It could
be argued that, in this sense, jazz harmony has got
stuck in a kind of evolutionary (pre-Baroque era) eddy,
within which it has evolved its own conventions and
understandings off the mainstream of Western-type
musical history.
How did
this come about? There are many contributing factors:
An
absolute requirement for, and reliance on, a bassline
(why? too complicated to go into here); the relationship
between technological advances and the environment in
which jazz evolved (acoustics of venues such as
outdoors, clubs, bars etc, frequency responses of
microphones and PAs, volume of front line instruments);
self-taught instrumental technique; the limitations of
conventional jazz chord notation; the role of Tin Pan
Alley in mass-production of accessible (sometimes even
downright rudimentary) published copy; the influence of
the blues tradition and other contributing musical forms
outside that of classical European culture.
Nevertheless, as with any evolutionary outcome, the
adoption and development of these non-canonical
conventions fulfil fitness-for-purpose needs.
For
example, relatively simplified or intuitive harmonic
principles are more compatible with improvisation and
communal jamming.
This has
allowed the sophistication of the improvised line
(driven by the great creative soloists) to lead the
development of harmony, rhythm etc.

These
harmonic and rhythmic innovations rapidly became fixed
and further elaborated by the celebrated arrangers of
jazz history, such that evolution of the music flows in
two great interconnecting streams, those of the soloists
and the arranger/composers.
All
in all, this looks less like Haekel's Law in its
original naive form, and more like the post-Haekelian
concept of heterochrony, in which previously
embryonic characteristics (pre-Baoque harmony in this
case) are retained at maturity, with the loss of
previously adult traits.
In
conclusion, careful and critical analysis of how a
vibrant and complex musical tradition like jazz rapidly
developed and flourished in a historical backwater could
conceivably give insights into the interrelationships
between ontology, phylogeny and heterochrony in musical
education and biological evolution.

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